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+From: michael@Physik.Uni-Dortmund.DE (Michael Dirkmann)
+
+thanks for your information. Attached is the tex-code of your
+SMP-documentation :
+-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=-=
+\documentclass[]{article}
+\parindent0.0cm
+\parskip0.2cm
+
+\begin{document}
+
+\begin{center}
+\LARGE \bf
+An Implementation Of Multiprocessor Linux
+\normalsize
+\end{center}
+
+{ \it
+This document describes the implementation of a simple SMP 
+Linux kernel extension and how to use this to develop SMP Linux kernels for 
+architectures other than the Intel MP v1.1 architecture for Pentium and 486 
+processors.}
+
+\hfill Alan Cox, 1995
+
+
+The author wishes to thank Caldera Inc whose donation of an ASUS dual 
+pentium board made this project possible, and Thomas Radke, whose initial 
+work on multiprocessor Linux formed the backbone of this project.
+
+\section{Background: The Intel MP specification.}
+Most IBM PC style multiprocessor motherboards combine Intel 486 or Pentium 
+processors and glue chipsets with a hardware/software specification. The 
+specification places much of the onus for hard work on the chipset and 
+hardware rather than the operating system.
+
+The Intel pentium processors have a wide variety of inbuilt facilities for 
+supporting multiprocessing, including hardware cache coherency, built in 
+interprocessor interrupt handling and a set of atomic test and set, 
+exchange and similar operations. The cache coherency in paticular makes the 
+operating systems job far easier.
+
+The specification defines a detailed configuration structure in ROM that 
+the boot up processor can read to find the full configuration of the 
+processors and busses. It also defines a procedure for starting up the 
+other processors.
+
+
+\section{Mutual Exclusion Within A Single Processor Linux Kernel}
+For any kernel to function in a sane manner it has to provide internal 
+locking and protection of its own tables to prevent two processes updating 
+them at once and for example allocating the same memory block. There are 
+two strategies for this within current Unix and Unixlike kernels. 
+Traditional unix systems from the earliest of days use a scheme of 'Coarse 
+Grained Locking' where the entire kernel is protected as a small number of 
+locks only. Some modern systems use fine grained locking. Because fine 
+grained locking has more overhead it is normally used only on 
+multiprocessor kernels and real time kernels. In a real time kernel the 
+fine grained locking reduces the amount of time locks are held and reduces 
+the critical (to real time programming at least) latency times.
+
+Within the Linux kernel certain guarantees are made. No process running in 
+kernel mode will be pre-empted by another kernel mode process unless it 
+voluntarily sleeps.  This ensures that blocks of kernel code are 
+effectively atomic with respect to other processes and greatly simplifies 
+many operation. Secondly interrupts may pre-empt a kernel running process, 
+but will always return to that process. A process in kernel mode may 
+disable interrupts on the processor and guarantee such an interruption will 
+not occur. The final guarantee is that an interrupt will not bne pre-empted 
+by a kernel task. That is interrupts will run to completion or be 
+pre-empted by other interrupts only.
+
+The SMP kernel chooses to continue these basic guarantees in order to make 
+initial implementation and deployment easier.  A single lock is maintained 
+across all processors. This lock is required to access the kernel space. 
+Any processor may hold it and once it is held may also re-enter the kernel 
+for interrupts and other services whenever it likes until the lock is 
+relinquished. This lock ensures that a kernel mode process will not be 
+pre-empted and ensures that blocking interrupts in kernel mode behaves 
+correctly. This is guaranteed because only the processor holding the lock 
+can be in kernel mode, only kernel mode processes can disable interrupts 
+and only the processor holding the lock may handle an interrupt.
+
+Such a choice is however poor for performance. In the longer term it is 
+neccessary to move to finer grained parallelisn in order to get the best 
+system performance. This can be done heirarchically by gradually refining 
+the locks to cover smaller areas. With the current kernel highly CPU bound 
+process sets perform well but I/O bound task sets can easily degenerate to 
+near single processor performance levels. This refinement will be needed to 
+get the best from Linux/SMP.
+
+\subsection{Changes To The Portable Kernel Components}
+The kernel changes are split into generic SMP support changes and 
+architecture specific changes neccessary to accomodate each different 
+processor type Linux is ported to.
+
+
+\subsubsection{Initialisation}
+The first problem with a multiprocessor kernel is starting the other 
+processors up. Linux/SMP defines that a single processor enters the normal 
+kernel entry point start\_kernel(). Other processors are assumed not to be 
+started or to have been captured elsewhere. The first processor begins the 
+normal Linux initialisation sequences and sets up paging, interrupts and 
+trap handlers. After it has obtained the processor information about the 
+boot CPU, the architecture specific function 
+
+
+{\tt \bf{void smp\_store\_cpu\_info(int processor\_id) }}
+
+is called to store any information about the processor into a per processor 
+array. This includes things like the bogomips speed ratings.
+
+Having completed the kernel initialisation the architecture specific 
+function
+
+{\tt \bf void smp\_boot\_cpus(void) }
+
+is called and is expected to start up each other processor and cause it to 
+enter start\_kernel() with its paging registers and other control 
+information correctly loaded. Each other processor skips the setup except 
+for calling the trap and irq initialisation functions that are needed on 
+some processors to set each CPU up correctly.  These functions will 
+probably need to be modified in existing kernels to cope with this.
+
+
+Each additional CPU the calls the architecture specific function
+
+{\tt \bf void smp\_callin(void)}
+
+which does any final setup and then spins the processor while the boot 
+up processor forks off enough idle threads for each processor. This is 
+neccessary because the scheduler assumes there is always something to run. 
+Having generated these threads and forked init the architecture specific 
+
+{\tt \bf void smp\_commence(void)}
+
+function is invoked. This does any final setup and indicates to the system 
+that multiprocessor mode is now active. All the processors spinning in the 
+smp\_callin() function are now released to run the idle processes, which 
+they will run when they have no real work to process.
+
+
+\subsubsection{Scheduling}
+The kernel scheduler implements a simple but very and effective task 
+scheduler. The basic structure of this scheduler is unchanged in the 
+multiprocessor kernel. A processor field is added to each task, and this 
+maintains the number of the processor executing a given task, or a magic 
+constant (NO\_PROC\_ID)  indicating the job is not allocated to a processor. 
+	 
+Each processor executes the scheduler itself and will select the next task 
+to run from all runnable processes not allocated to a different processor. 
+The algorithm used by the selection is otherwise unchanged. This is 
+actually inadequate for the final system because there are advantages to 
+keeping a process on the same CPU, especially on processor boards with per 
+processor second level caches.
+
+Throughout the kernel the variable 'current' is used as a global for the 
+current process. In Linux/SMP this becomes a macro which expands to 
+current\_set[smp\_processor\_id()]. This enables almost the entire kernel to 
+be unaware of the array of running processors, but still allows the SMP 
+aware kernel modules to see all of the running processes.
+
+The fork system call is modified to generate multiple processes with a 
+process id of zero until the SMP kernel starts up properly. This is 
+neccessary because process number 1 must be init, and it is desirable that 
+all the system threads are process 0. 
+
+The final area within the scheduling of processes that does cause problems 
+is the fact the uniprocessor kernel hard codes tests for the idle threads 
+as task[0] and the init process as task[1]. Because there are multiple idle 
+threads it is neccessary to replace these with tests that the process id is 
+0 and a search for process ID 1, respectively.
+
+\subsubsection{Memory Management}
+The memory management core of the existing Linux system functions 
+adequately within the multiprocessor framework providing the locking is 
+used. Certain processor specific areas do need changing, in paticular 
+invalidate() must invalidate the TLB's of all processors before it returns.
+
+
+\subsubsection{Miscellaneous Functions}
+The portable SMP code rests on a small set of functions and variables 
+that are provided by the processor specification functionality. These are
+
+{\tt \bf int smp\_processor\_id(void) }
+
+which returns the identity of the process the call is executed upon. This 
+call is assumed to be valid at all times. This may mean additional tests 
+are needed during initialisation.
+
+
+{\tt \bf int smp\_num\_cpus;}
+
+This is the number of processors in the system. \
+
+{\tt \bf void smp\_message\_pass(int target, int msg, unsigned long data,
+		int wait)}
+
+This function passes messages between processors. At the moment it is not 
+sufficiently defined to sensibly document and needs cleaning up and further 
+work. Refer to the processor specific code documentation for more details.
+
+
+\subsection{Architecture Specific Code For the Intel MP Port}
+The architecture specific code for the intel port splits fairly cleanly 
+into four sections. Firstly the initialisation code used to boot the 
+system, secondly the message handling and support code, thirdly the 
+interrupt and kernel syscall entry function handling and finally the 
+extensions to standard kernel facilities to cope with multiple processors.
+
+\subsubsection{Initialisation}	
+The intel MP architecture captures all the processors except for a single 
+processor known as the 'boot processor' in the BIOS at boot time. Thus a 
+single processor enters the kernel bootup code. The first processor 
+executes the bootstrap code, loads and uncompresses the kernel. Having 
+unpacked the kernel it sets up the paging and control registers then enters 
+the C kernel startup.
+
+The assembler startup code for the kernel is modified so that it can be 
+used by the other processors to do the processor identification and various 
+other low level configurations but does not execute those parts of the 
+startup code that would damage the running system (such as clearing the BSS 
+segment). 
+
+In the initialisation done by the first processor the arch/i386/mm/init 
+code is modified to scan the low page, top page and BIOS for intel MP 
+signature blocks. This is neccessary because the MP signature blocks must 
+be read and processed before the kernel is allowed to allocate and destroy 
+the page at the top of low memory. Having established the number of 
+processors it reserves a set of pages to provide a stack come boot up area 
+for each processor in the system. These must be allocated at startup to 
+ensure they fall below the 1Mb boundary.
+
+Further processors are started up in smp\_boot\_cpus() by programming the 
+APIC controller registers and sending an inter-processor interrupt (IPI) to 
+the processor. This message causes the target processor to begin executing 
+code at the start of any page of memory within the lowest 1Mb, in 16bit 
+real mode. The kernel uses the single page it allocated for each processor 
+to use as stack. Before booting a given CPU the relocatable code from 
+trampoline.S and trampoline32.S is copied to the bottom of its stack page 
+and used as the target for the startup. 
+
+The trampoline code calculates the desired stack base from the code 
+segment (since the code segment on startup is the bottom of the stack), 
+ enters 32bit mode and jumps to the kernel entry assembler. This as 
+described above is modified to only execute the parts necessary for each 
+processor, and then to enter start\_kernel(). On entering the kernel the 
+processor initialises its trap and interrupt handlers before entering 
+smp\_callin(), where it reports its status and sets a flag that causes the 
+boot processor to continue and look for further processors. The processor 
+then spins until smp\_commence() is invoked.
+
+Having started each processor up the smp\_commence( ) function flips a 
+flag. Each processor spinning in smp\_callin() then loads the task register 
+with the task state segment (TSS) of its idle thread as is needed for task 
+switching.
+
+\subsubsection{Message Handling and Support Code}
+The architecture specific code implements the smp\_processor\_id() function 
+by querying the APIC logical identity register. Because the APIC isnt 
+mapped into the kernel address space at boot, the initial value returned is 
+rigged by setting the APIC base pointer to point at a suitable constant. 
+Once the system starts doing the SMP setup (in smp\_boot\_cpus()), the APIC 
+is mapped with a vremap() call and the apic pointer is adjusted 
+appropriately. From then on the real APIC logical identity register is 
+read.
+
+Message passing is accomplished using a pair of IPI's on interrupt 13 
+(unused by the 80486 FPU's in SMP mode) and interrupt 16. Two are used in 
+order to seperate messages that cannot be processed until the receiver 
+obtains the kernel spinlock from messages that can be processed 
+immediately. In effect IRQ 13 is a fast IRQ handler that does not obtain 
+the locks, and cannot cause a reschedule, while IRQ 16 is a slow IRQ that 
+must acquire the kernel spinlocks and can cause a reschedule. This 
+interrupt is used for passing on slave timer messages from the processor 
+that receives the timer interrupt to the rest of the processors, so that 
+they can reschedule running tasks.
+
+
+\subsubsection{Entry And Exit Code}
+A single spinlock protects the entire kernel. The interrupt handlers, the 
+syscall entry code and the exception handlers all acquire the lock before 
+entering the kernel proper. When the processor is trying to acquire the 
+spinlock it spins continually on the lock with interrupts disabled. This 
+causes a specific deadlock problem. The lock owner may need to send an 
+invalidate request to the rest of the processors and wait for these to 
+complete before continuing. A processor spinning on the lock would not be 
+able to do thus. Thus the loop of the spinlock tests and handles invalidate 
+requests. If the invalidate bit for the spinning CPU is set the processor 
+invalidates its TLB and atomically clears the bit. When the spinlock is 
+obtained that processor will take an IPI and in the IPI test the bit and 
+skip the invalidate as the bit is clear.
+
+One complexity of the spinlock is that a process running in kernel mode 
+can sleep voluntarily and be pre-empted. A switch from such a process to a 
+process executing in user space may reduce the lock count. To track this 
+the kernel uses a syscall\_count and a per process lock\_depth parameter to 
+track the kernel lock state. The switch\_to() function is modified in SMP 
+mode to adjust the lock appropriately.
+
+The final problem is the idle thread. In the single processor kernel the 
+idle thread executes 'hlt' instructions. This saves power and reduces the 
+running temperature of the processors when they are idle. However it means 
+the process spends all its time in kernel mode and would thus hold the 
+kernel spinlock. The SMP idle thread continually reschedules a new task and 
+returns to user mode. This is far from ideal and will be modified to use 
+'hlt' instructions and release the spinlock soon. Using 'hlt' is even more 
+beneficial on a multiprocessor system as it almost completely takes an idle 
+processor off the bus.
+
+Interrupts are distributed by an i82489 APIC. This chip is set up to work 
+as an emulation of the traditional PC interrupt controllers when the 
+machine boots (so that an Intel MP machine boots one CPU and PC 
+compatible). The kernel has all the relevant locks but does not yet 
+reprogram the 82489 to deliver interrupts to arbitary processors as it 
+should. This requires further modification of the standard Linux interrupt 
+handling code, and is paticularly messy as the interrupt handler behaviour 
+has to change as soon as the 82489 is switched into SMP mode.
+
+
+\subsubsection{Extensions To Standard Facilities}
+The kernel maintains a set of per processor control information such as 
+the speed of the processor for delay loops. These functions on the SMP 
+kernel look the values up in a per processor array that is set up from the 
+data generated at boot up by the smp\_store\_cpu\_info() function. This 
+includes other facts such as whether there is an FPU on the processor. The 
+current kernel does not handle floating point correctly, this requires some 
+changes to the techniques the single CPU kernel uses to minimise floating 
+point processor reloads.
+
+The highly useful atomic bit operations are prefixed with the 'lock' 
+prefix in the SMP kernel to maintain their atomic properties when used 
+outside of (and by) the spinlock and message code. Amongst other things 
+this is needed for the invalidate handler, as all  CPU's will invalidate at 
+the same time without any locks.
+
+Interrupt 13 floating point error reporting is removed. This facility is 
+not usable on a multiprocessor board, nor relevant to the Intel MP 
+architecture which does not cover the 80386/80387 processor pair. \
+
+The /proc filesystem support is changed so that the /proc/cpuinfo file 
+contains a column for each processor present. This information is extracted 
+from the data save by smp\_store\_cpu\_info().
+
+\end{document}

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